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Implementation of Professional Codes of Ethics and Legal Responsibilities of Medical Personnel in Patient Protection in Indonesia


Achmad Shiva’ul Haq Asjach

Scholar ID, Sinta ID, Scopus ID, WoS ID

 

Introduction

Healthcare services constitute a form of public service that is closely associated with the protection of human rights, particularly the right to obtain safe, high-quality, and humane healthcare services. In carrying out their professional duties, medical personnel are not only bound by professional standards and standard operating procedures, but also by professional codes of ethics and applicable legal regulations. Consequently, issues frequently arise in healthcare practice regarding the boundaries between ethical violations, professional disciplinary violations, and legal violations, particularly in cases involving alleged medical negligence.

The professional code of ethics for medical personnel serves an essential function as a moral and professional guideline in the provision of healthcare services to patients. Nevertheless, the implementation of professional ethical standards in Indonesia continues to face various challenges, including weak ethical oversight, limited public understanding of medical risks, and the growing tendency to criminalize medical personnel in cases of unsuccessful healthcare outcomes. In this context, the harmonization between ethical responsibility and legal liability becomes highly significant in ensuring patient protection while simultaneously providing legal certainty for medical personnel.

Implementation of the Professional Code of Ethics for Medical Personnel in Indonesia

A professional code of ethics constitutes a set of moral norms that serves as a guideline for the conduct of medical personnel in performing their professional duties. In the Indonesian medical profession, these ethical guidelines are embodied in the Indonesian Medical Code of Ethics (Kode Etik Kedokteran Indonesia/KODEKI), which emphasizes the principles of humanity, professionalism, respect for patients’ rights, and the obligation to maintain the quality of healthcare services (KODEKI, 2012).

The implementation of the professional code of ethics aims to maintain a relationship of trust between physicians and patients. Such a relationship is fiduciary in nature, meaning that it is founded upon the trust that medical personnel will act in the best interests of the patient. Accordingly, medical personnel are obligated to provide healthcare services in accordance with professional standards, standard operating procedures, and the principle of due care (Nasution, 2013).

In practice, the implementation of the professional code of ethics continues to encounter various obstacles. One of the primary issues is the weak supervision and enforcement of professional ethical standards in an effective and transparent manner. In many instances, ethical violations are resolved solely through internal professional organizational mechanisms, without adequately providing a sense of justice for patients. Furthermore, some medical personnel remain less than optimal in implementing informed consent procedures, resulting in patients not receiving comprehensive medical information prior to the performance of medical treatment or procedures (Komalawati, 2002).

Harmonization of Ethical Responsibility and Legal Liability of Medical Personnel

The responsibilities of medical personnel are fundamentally not limited to ethical obligations, but also encompass civil, criminal, and administrative legal liabilities. These three forms of responsibility are often interconnected in cases involving alleged medical negligence.

            Ethical Responsibility

Ethical responsibility relates to the compliance of medical personnel with the professional code of ethics. Ethical violations may include inhumane conduct, the unauthorized disclosure of patients’ medical confidentiality, discrimination in healthcare services, and actions inconsistent with the dignity of the medical profession. Ethical violations are examined by professional ethics councils, which aim to uphold the honor of the profession and maintain the integrity of medical personnel (Soekanto, 1990).

Civil Liability

From the perspective of civil law, the relationship between physicians and patients gives rise to a therapeutic legal relationship based on an obligation of best efforts (inspanning verbintenis). This means that physicians do not guarantee recovery; rather, they are obligated to undertake their best medical efforts in accordance with professional standards (Komalawati, 2002).

If a patient suffers losses as a result of medical negligence, the patient may file a civil lawsuit based on breach of contract or tortious conduct, as regulated under Article 1365 of the Indonesian Civil Code (Kitab Undang-Undang Hukum Perdata/KUHPerdata). In such cases, the patient must prove the existence of fault, damages, causality, and unlawful conduct on the part of the medical personnel.

Criminal Liability

Criminal liability arises when medical personnel commit gross negligence resulting in serious injury or the death of a patient. Under Indonesian criminal law, provisions concerning negligence are regulated in Articles 359 and 360 of the Indonesian Criminal Code (Kitab Undang-Undang Hukum Pidana/KUHP).

Nevertheless, not every medical failure may be classified as a criminal offense. The medical field inherently involves risks in the form of complications and adverse events that may occur even when medical personnel have acted in accordance with professional standards. Therefore, the establishment of proof regarding medical negligence must be conducted carefully in order to prevent the criminalization of medical personnel (Guwandi, 2004).

Administrative Liability

Administrative liability relates to violations of administrative regulations governing healthcare services, such as practicing without a license, breaches of service standards, or failure to fulfill the administrative obligations imposed on hospitals and medical personnel. Administrative sanctions may include warnings, restrictions on medical practice, revocation of practice licenses, and other administrative penalties in accordance with Law Number 17 of 2023 concerning Health.

Examples of Alleged Medical Negligence Cases

One of the most common cases occurring in Indonesia involves allegations of medical malpractice arising from delays in patient treatment at hospitals, which ultimately result in the patient’s death. In several instances, the patient’s family directly reports medical personnel to the police on allegations of malpractice without first pursuing professional ethical and disciplinary mechanisms.

This phenomenon demonstrates that the public still finds it difficult to distinguish between medical risks, medical complications, and medical negligence. Not every patient death is the result of malpractice. Under certain circumstances, therapeutic failure may occur due to the patient’s disease risk factors, medical limitations, or unavoidable complications (Guwandi, 2004). On the other hand, there are also actual cases in which medical personnel genuinely commit negligence, such as administering incorrect medication, performing surgical procedures contrary to established protocols, or delaying emergency treatment. In such circumstances, medical personnel may be held simultaneously accountable under both ethical and legal frameworks.

Comprehensive Legal Solutions

In order to create a balance between patient protection and the protection of the medical profession, comprehensive legal solutions are required.

First, it is necessary to strengthen medical dispute resolution mechanisms through mediation and professional disciplinary review before cases are brought into the criminal justice system. This approach is essential to ensure that every adverse event is not immediately subjected to criminalization.

Second, public education on health law should be enhanced, particularly regarding the distinctions between medical risks, medical complications, and malpractice, so that society may develop a more proportional understanding of medical issues.

Third, the implementation of informed consent should be optimized as a form of legal protection for both patients and medical personnel. Clear and transparent consent to medical treatment will minimize the likelihood of legal disputes in the future.

Fourth, ethical oversight by professional organizations and the government must be strengthened to ensure that the enforcement of professional codes of ethics is conducted objectively, independently, and accountably.

Fifth, healthcare legal policy reforms should prioritize a restorative justice approach in resolving medical disputes, thereby enabling the restoration of the relationship between patients and medical personnel without disregarding the principle of justice.

Conclusion

The implementation of the professional code of ethics for medical personnel in Indonesia plays an important role in providing protection for patients while simultaneously maintaining the professionalism of medical personnel. In healthcare practice, ethical responsibility often intersects with civil, criminal, and administrative legal responsibilities, particularly in cases involving alleged medical negligence.

Harmonization between ethical mechanisms and legal mechanisms is therefore essential to ensure that patient protection is balanced with legal certainty for medical personnel. Accordingly, the resolution of medical disputes should not rely solely on a criminal law approach, but should also take into account ethical considerations, professional disciplinary mechanisms, mediation, and restorative justice in order to create a healthcare system that is fair, professional, and oriented toward patient safety.

References

Guwandi. (2004). Hukum medik (Medical law). Balai Penerbit FKUI.

Indonesian Criminal Code (Kitab Undang-Undang Hukum Pidana).

Indonesian Medical Code of Ethics (Kode Etik Kedokteran Indonesia). (2012). Indonesian Medical Association (Ikatan Dokter Indonesia).

Komalawati, V. (2002). Peranan informed consent dalam transaksi terapeutik. Citra Aditya Bakti.

Nasution, B. J. (2013). Hukum kesehatan: Pertanggungjawaban dokter. Rineka Cipta.

Soekanto, S. (1990). Segi-segi hukum hak dan kewajiban pasien dalam kerangka hukum kesehatan. Mandar Maju.

Law of the Republic of Indonesia Number 17 of 2023 concerning Health.


 

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